1787
Because the Articles of Confederation, adopted by the states in 1781
as the country's first constitution, have often been considered a
failure, it is all too easy to overlook the significant
accomplishments of the American government under the Articles. The
Confederation negotiated a peace treaty ending the war with Great
Britain, carried on diplomatic relations with foreign countries,
settled land disputes with the Indian tribes and, in two brilliant
pieces of legislation, established a far-reaching policy for the
settlement and incorporation of western lands.
After first providing for the survey of the land west of the
Appalachian mountains, the so-called Northwest Territory, Congress
enacted the Northwest Ordinance of 1787, the single most important
piece of legislation in the Confederation period. The Ordinance
provided the means by which new states would be created out of the
western lands and then admitted into the Union. Governors and judges
appointed by Congress would rule a territory until it contained 5,000
free male inhabitants of voting age; then the inhabitants would elect
a territorial legislature, which would send a non-voting delegate to
Congress. When the population reached 60,000, the legislature would
submit a state constitution to Congress and, upon its approval, the
state would enter the Union.
The importance of the statute, aside from providing for orderly
westerly settlement, is that it made clear that the new states would
be equal to the old; there would be no inferior or superior states in
the Union. Moreover, in the Ordinance Congress compacted with the
settlers of the territories that they would be equal citizens of the
United States, and would enjoy all of the rights that had been fought
for in the Revolution. Where the Articles of Confederation lacked a
bill of rights, the Ordinance provided one that included many of the
basic liberties the colonists had considered essential, such as trial
by jury, habeas corpus,1 and religious freedom. One should also note,
however, the important role that property still played in government,
a holdover from British theory that only those with a tangible stake
in society should partake in its governance.
The Northwest Ordinance would, with minor adjustments, remain the
guiding policy for the admission of all future states into the Union.
For further reading: Merrill Jensen, The New Nation: A History of the
United States during the Confe- deration, 1781-1789 (1950); John
Porter Bloom, ed., The American Territorial System (1974); T.C. Pease,
"The Ordinance of 1787," Miss. Valley Hist.Rev. 25 (1938): 167.
Footnote 1: Habeas Corpus, which literally means "you have the body,"
is one of the fundamental rights in Anglo-American law. Through the
writ of habeas corpus, a prisoner may challenge the legality of his or
her imprisonment, and if the state cannot present adequate evidence to
justify the jailing, the court may order the prisoner's release.
http://usinfo.state.gov/usa/infousa/facts/democrac/5.htm
An Ordinance for the government of the Territory of the United States
northwest of the River Ohio.
Be it ordained by the United States in Congress assembled, That the
said territory, for the purposes of temporary government, be one
district, subject, however, to be divided into two districts, as
future circumstances may, in the opinion of Congress, make it
expedient.
Be it ordained by the authority aforesaid, That the estates, both of
resident and nonresident proprietors in the said territory, dying
intestate, shall descent to, and be distributed among their children,
and the descendants of a deceased child, in equal parts; the
descendants of a deceased child or grandchild to take the share of
their deceased parent in equal parts among them: And where there shall
be no children or descendants, then in equal parts to the next of kin
in equal degree; and among collaterals, the children of a deceased
brother or sister of the intestate shall have, in equal parts among
them, their deceased parents' share; and there shall in no case be a
distinction between kindred of the whole and half blood; saving, in
all cases, to the widow of the intestate her third part of the real
estate for life, and one third part of the personal estate; and this
law relative to descents and dower, shall remain in full force until
altered by the legislature of the district. And until the governor and
judges shall adopt laws as hereinafter mentioned, estates in the said
territory may be devised or bequeathed by wills in writing, signed and
sealed by him or her in whom the estate may be (being of full age),
and attested by three witnesses; and real estates may be conveyed by
lease and release, or bargain and sale, signed, sealed and delivered
by the person being of full age, in whom the estate may be, and
attested by two witnesses, provided such wills be duly proved, and
such conveyances be acknowledged, or the execution thereof duly
proved, and be recorded within one year after proper magistrates,
courts, and registers shall be appointed for that purpose; and
personal property may be transferred by delivery; saving, however to
the French and Canadian inhabitants, and other settlers of the
Kaskaskies, St. Vincents and the neighboring villages who have
heretofore professed themselves citizens of Virginia, their laws and
customs now in force among them, relative to the descent and
conveyance, of property.
Be it ordained by the authority aforesaid, That there shall be
appointed from time to time by Congress, a governor, whose commission
shall continue in force for the term of three years, unless sooner
revoked by Congress; he shall reside in the district, and have a
freehold estate therein in 1,000 acres of land, while in the exercise
of his office.
There shall be appointed from time to time by Congress, a secretary,
whose commission shall continue in force for four years unless sooner
revoked; he shall reside in the district, and have a freehold estate
therein in 500 acres of land, while in the exercise of his office. It
shall be his duty to keep and preserve the acts and laws passed by the
legislature, and the public records of the district, and the
proceedings of the governor in his executive department, and transmit
authentic copies of such acts and proceedings, every six months, to
the Secretary of Congress: There shall also be appointed a court to
consist of three judges, any two of whom to form a court, who shall
have a common law jurisdiction, and reside in the district, and have
each therein a freehold estate in 500 acres of land while in the
exercise of their offices; and their commissions shall continue in
force during good behavior.
The governor and judges, or a majority of them, shall adopt and
publish in the district such laws of the original States, criminal and
civil, as may be necessary and best suited to the circumstances of the
district, and report them to Congress from time to time: which laws
shall be in force in the district until the organization of the
General Assembly therein, unless disapproved of by Congress; but
afterwards the Legislature shall have authority to alter them as they
shall think fit.
The governor, for the time being, shall be commander-in-chief of the
militia, appoint and commission all officers in the same below the
rank of general officers; all general officers shall be appointed and
commissioned by Congress.
Previous to the organization of the general assembly, the governor
shall appoint such magistrates and other civil officers in each county
or township, as he shall find necessary for the preservation of the
peace and good order in the same: After the general assembly shall be
organized, the powers and duties of the magistrates and other civil
officers shall be regulated and defined by the said assembly; but all
magistrates and other civil officers not herein otherwise directed,
shall, during the continuance of this temporary government, be
appointed by the governor.
For the prevention of crimes and injuries, the laws to be adopted or
made shall have force in all parts of the district, and for the
execution of process, criminal and civil, the governor shall make
proper divisions thereof; and he shall proceed from time to time as
circumstances may require, to lay out the parts of the district in
which the Indian titles shall have been extinguished, into counties
and townships, subject however to such alterations as may thereafter
be made by the legislature.
So soon as there shall be five thousand free male inhabitants of full
age in the district, upon giving proof thereof to the governor, they
shall receive authority, with time and place, to elect representatives
from their counties or townships to represent them in the general
assembly:
Provided, That, for every five hundred free male inhabitants, there
shall be one representative, and so on progressively with the number
of free male inhabitants shall the right of representation increase,
until the number of representatives shall amount to twenty-five; after
which, the number and proportion of representatives shall be regulated
by the legislature:
Provided, That no person be eligible or qualified to act as a
representative unless he shall have been a citizen of one of the
United States three years, and be a resident in the district, or
unless he shall have resided in the district three years; and, in
either case, shall likewise hold in his own right, in fee simple, two
hundred acres of land within the same;
Provided, also, That a freehold in fifty acres of land in the
district, having been a citizen of one of the states, and being
resident in the district, or the like freehold and two years residence
in the district, shall be necessary to qualify a man as an elector of
a representative.
The representatives thus elected, shall serve for the term of two
years; and, in case of the death of a representative, or removal from
office, the governor shall issue a writ to the county or township for
which he was a member, to elect another in his stead, to serve for the
residue of the term.
The general assembly or legislature shall consist of the governor,
legislative council, and a house of representatives. The Legislative
Council shall consist of five members, to continue in office five
years, unless sooner removed by Congress; any three of whom to be a
quorum: and the members of the Council shall be nominated and
appointed in the following manner, to wit: As soon as representatives
shall be elected, the Governor shall appoint a time and place for them
to meet together; and, when met, they shall nominate ten persons,
residents in the district, and each possessed of a freehold in five
hundred acres of land, and return their names to Congress; five of
whom Congress shall appoint and commission to serve as aforesaid; and,
whenever a vacancy shall happen in the council, by death or removal
from office, the house of representatives shall nominate two persons,
qualified as aforesaid, for each vacancy, and return their names to
Congress; one of whom Congress shall appoint and commission for the
residue of the term. And every five years, four months at least before
the expiration of the time of service of the members of council, the
said house shall nominate ten persons, qualified as aforesaid, and
return their names to Congress; five of whom Congress shall appoint
and commission to serve as members of the council five years, unless
sooner removed. And the governor, legislative council, and house of
representatives, shall have authority to make laws in all cases, for
the good government of the district, not repugnant to the principles
and articles in this ordinance established and declared. And all
bills, having passed by a majority in the house, and by a majority in
the council, shall be referred to the governor for his assent; but no
bill, or legislative act whatever, shall be of any force without his
assent. The governor shall have power to convene, prorogue, and
dissolve the general assembly, when, in his opinion, it shall be
expedient.
The governor, judges, legislative council, secretary, and such other
officers as Congress shall appoint in the district, shall take an oath
or affirmation of fidelity and of office; the governor before the
president of congress, and all other officers before the Governor. As
soon as a legislature shall be formed in the district, the council and
house assembled in one room, shall have authority, by joint ballot, to
elect a delegate to Congress, who shall have a seat in Congress, with
a right of debating but not of voting during this temporary
government.
And, for extending the fundamental principles of civil and religious
liberty, which form the basis whereon these republics, their laws and
constitutions are erected; to fix and establish those principles as
the basis of all laws, constitutions, and governments, which forever
hereafter shall be formed in the said territory: to provide also for
the establishment of States, and permanent government therein, and for
their admission to a share in the federal councils on an equal footing
with the original States, at as early periods as may be consistent
with the general interest: It is hereby ordained and declared by the
authority aforesaid, That the following articles shall be considered
as articles of compact between the original States and the people and
States in the said territory and forever remain unalterable, unless by
common consent, to wit:
Article I.
No person, demeaning himself in a peaceable and orderly manner, shall
ever be molested on account of his mode of worship or religious
sentiments, in the said territory.
Article II.
The inhabitants of the said territory shall always be entitled to the
benefits of the writ of habeas corpus, and of the trial by jury; of a
proportionate representation of the people in the legislature; and of
judicial proceedings according to the course of the common law. All
persons shall be bailable, unless for capital offenses, where the
proof shall be evident or the presumption great. All fines shall be
moderate; and no cruel or unusual punishments shall be inflicted. No
man shall be deprived of his liberty or property, but by the judgment
of his peers or the law of the land; and, should the public exigencies
make it necessary, for the common preser-vation, to take any person's
property, or to demand his particular services, full compensation
shall be made for the same. And, in the just preservation of rights
and property, it is understood and declared, that no law ought ever to
be made, or have force in the said territory, that shall, in any
manner whatever, interfere with or affect private contracts or
engagements, bona fide, and without fraud, previously formed.
Article III.
Religion, morality, and knowledge, being necessary to good government
and the happiness of mankind, schools and the means of education shall
forever be encouraged. The utmost good faith shall always be observed
towards the Indians; their lands and property shall never be taken
from them without their consent; and, in their property, rights, and
liberty, they shall never be invaded or disturbed, unless in just and
lawful wars authorized by Congress; but laws founded in justice and
humanity, shall from time to time be made for preventing wrongs being
done to them, and for preserving peace and friendship with them.
Article IV.
The said territory, and the States which may be formed therein, shall
forever remain a part of this Confederacy of the United States of
America, subject to the Articles of Confederation, and to such
alterations therein as shall be constitutionally made; and to all the
acts and ordinances of the United States in Congress assembled,
conformable thereto. The inhabitants and settlers in the said
territory shall be subject to pay a part of the federal debts
contracted or to be contracted, and a proportional part of the
expenses of government, to be apportioned on them by Congress
according to the same common rule and measure by which apportionments
thereof shall be made on the other States; and the taxes for paying
their proportion shall be laid and levied by the authority and
direction of the legislatures of the district or districts, or new
States, as in the original States, within the time agreed upon by the
United States in Congress assembled. The legislatures of those
districts or new States, shall never interfere with the primary
disposal of the soil by the United States in Congress assembled, nor
with any regulations Congress may find necessary for securing the
title in such soil to the bona fide purchasers. No tax shall be
imposed on lands the property of the United States; and, in no case,
shall nonresident proprietors be taxed higher than residents. The
navigable waters leading into the Mississippi and St. Lawrence, and
the carrying places between the same, shall be common highways and
forever free, as well to the inhabitants of the said territory as to
the citizens of the United States, and those of any other States that
may be admitted into the confederacy, without any tax, impost, or duty
therefor.
Article V.
There shall be formed in the said territory, not less than three nor
more than five States; and the boundaries of the States, as soon as
Virginia shall alter her act of cession, and consent to the same,
shall become fixed and established as follows, to wit: The western
State in the said territory, shall be bounded by the Mississippi, the
Ohio, and Wabash Rivers; a direct line drawn from the Wabash and Post
Vincents, due North, to the territorial line between the United States
and Canada; and, by the said territorial line, to the Lake of the
Woods and Mississippi. The middle State shall be bounded by the said
direct line, the Wabash from Post Vincents to the Ohio, by the Ohio,
by a direct line, drawn due north from the mouth of the Great Miami,
to the said territorial line, and by the said territorial line. The
eastern State shall be bounded by the last mentioned direct line, the
Ohio, Pennsylvania, and the said territorial line: Provided, however,
and it is further understood and declared, that the boundaries of
these three States shall be subject so far to be altered, that, if
Congress shall hereafter find it expedient, they shall have authority
to form one or two States in that part of the said territory which
lies north of an east and west line drawn through the southerly bend
or extreme of Lake Michigan. And, whenever any of the said States
shall have sixty thousand free inhabitants therein, such State shall
be admitted, by its delegates, into the Congress of the United States,
on an equal footing with the original States in all respects whatever,
and shall be at liberty to form a permanent constitution and State
government: Provided, the constitution and government so to be formed,
shall be republican, and in conformity to the principles contained in
these articles; and, so far as it can be consistent with the general
interest of the confederacy, such admission shall be allowed at an
earlier period, and when there may be a less number of free
inhabitants in the State than sixty thousand.
Article VI.
There shall be neither slavery nor involuntary servitude in the said
territory, otherwise than in the punishment of crimes whereof the
party shall have been duly convicted: Provided, always, That any
person escaping into the same, from whom labor or service is lawfully
claimed in any one of the original States, such fugitive may be
lawfully reclaimed and conveyed to the person claiming his or her
labor or service as aforesaid.
Be it ordained by the authority aforesaid, That the resolutions of the
23rd of April, 1784, relative to the subject of this ordinance, be,
and the same are hereby repealed and declared null and void.
Source:
F.
N.
Thorpe
Federal and State Constitutions
2
1909
957
http://www.law.ou.edu/hist/ordinanc.html