The decision in this Supreme Court Case established the right of the
courts to determine the constitutionality of the actions of the other
two branches of government.
Outgoing President John Adams had issued William Marbury a commission
as justice of the peace, but the new Secretary of State, James
Madison, refused to deliver it. Marbury then sued to obtain it. With
his decision in Marbury v. Madison, Chief Justice John Marshall
established the principle of judicial review, an important addition to
the system of “checks and balances” created to prevent any one branch
of the Federal Government from becoming too powerful. The document
shown here bears the marks of the Capitol fire of 1898.
“A Law repugnant to the Constitution is void.” With these words
written by Chief Justice Marshall, the Supreme Court for the first
time declared unconstitutional a law passed by Congress and signed by
the President. Nothing in the Constitution gave the Court this
specific power. Marshall, however, believed that the Supreme Court
should have a role equal to those of the other two branches of
government.
When James Madison, Alexander Hamilton, and John Jay wrote a defense
of the Constitution in The Federalist, they explained their judgment
that a strong national government must have built-in restraints: “You
must first enable government to control the governed; and in the next
place oblige it to control itself.” The writers of the Constitution
had given the executive and legislative branches powers that would
limit each other as well as the judiciary branch. The Constitution
gave Congress the power to impeach and remove officials, including
judges or the President himself. The President was given the veto
power to restrain Congress and the authority to appoint members of the
Supreme Court with the advice and consent of the Senate. In this
intricate system, the role of the Supreme Court had not been
defined. It therefore fell to a strong Chief Justice like Marshall to
complete the triangular structure of checks and balances by
establishing the principle of judicial review. Although no other law
was declared unconstitutional until the Dred Scott decision of 1857,
the role of the Supreme Court to invalidate Federal and state laws
that are contrary to the Constitution has never been seriously
challenged.
“The Constitution of the United States,” said Woodrow Wilson, “was not
made to fit us like a strait jacket. In its elasticity lies its chief
greatness.” The often-praised wisdom of the authors of the
Constitution consisted largely of their restraint. They resisted the
temptation to write too many specifics into the basic document. They
contented themselves with establishing a framework of government that
included safeguards against the abuse of power. When the Marshall
decision Marbury v. Madison completed the system of checks and
balances, the United States had a government in which laws could be
enacted, interpreted and executed to meet challenging circumstances.
(The order bears the marks of the Capitol fire of 1898. )
(Information excerpted from Milestone Documents in the National
Archives [Washington, DC: National Archives and Records
Administration, 1995] pp. 23-24.)
http://www.ourdocuments.gov/doc.php?doc=19
Chief Justice Marshall delivered the opinion of the
Court.
Mr. Chief Justice MARSHALL delivered the opinion
of the court
At the last term on the affidavits then read and filed with the
clerk, a rule was granted in this case, requiring the secretary
of state to show cause why a mandamus should not issue, directing
him to deliver to William Marbury his commission as a justice
of the peace for the county of Washington, in the District of
Columbia.
No cause has been shown, and the present motion is for a mandamus.
The peculiar delicacy of this case, the novelty of some of its
circumstances, and the real difficulty attending the points which
occur in it require a complete exposition of the principles on
which the opinion to be given by the court is founded.
These principles have been, on the side of the applicant very
ably argued at the bar. In rendering the opinion of the court,
there will be some departure in form, though not in substance,
from the points stated in that argument.
In the order in which the court has viewed this subject, the following
questions have been considered and decided.
1st. Has the applicant a right to the commission he demands?
2d. If he has a right, and that right has been violated, do the
laws of his country afford him a remedy?
3d. If they do afford him a remedy, is it a mandamus issuing from
this court?
The first object of inquiry is,
1st. Has the applicant a right to the commission he demands?
His right originates in an act of congress passed in February,
1801, concerning the District of Columbia.
After dividing the district into two counties, the 11th section
of this law enacts, "that there shall be appointed in and
for each of the said counties, such number of discreet persons
to be justices of the peace as the president of the United States
shall, from time to time, think expedient, to continue in office
for five years.
It appears, from the affidavits, that in compliance with this
law, a commission for William Marbury, as a justice of the peace
for the county of Washington, was signed by John Adams, then President
of the United States; after which the seal of the United States
was affixed to it; but the commission has never reached the person
for whom it was made out.
In order to determine whether he is entitled to this commission,
it becomes necessary to inquire whether he has been appointed
to the office. For if he has been appointed, the law continues
him in office for five years, and he is entitled to the possession
of those evidences of office, which, being completed, become his
property.
The 2d section of the 2d article of the constitution declares
that "the President shall nominate, and, by and with the
advice and consent of the senate shall appoint, ambassadors, other
public ministers and consuls, and all other officers of the United
States, whose appointments are not otherwise provided for."
The 3d section declares, that "he shall commission all the
officers of the United States."
An act of congress directs the secretary of state to keep the
seal of the United States, "to make out and record, and affix
the said seal to all civil commissions to officers of the United
States, to be appointed by the president, by and with the consent
of the senate, or by the president alone; provided, that the said
seal shall not be affixed to any commission before the same shall
have been signed by the President of the United States."
These are the clauses of the constitution and laws of the United
States, which affect this part of the case. They seem to contemplate
three distinct operations:
1st. The nomination. This is the sole act of the president, and
is completely voluntary.
2d. The appointment. This is also the act of the president, and
is also a voluntary act, though it can only be performed by and
with the advice and consent of the senate.
3d. The commission. To grant a commission to a person appointed,
might, perhaps, be deemed a duty enjoined by the constitution.
"He shall," says that instrument, "commission all
the officers of the United States."
The acts of appointing to office, and commissioning the person
appointed, can scarcely be considered as one and the same; since
the power to perform them is given in two separate and distinct
sections of the constitution. The distinction between the appointment
and the commission will be rendered more apparent by averting
to that provision in the second section of the second article
of the constitution, which authorizes congress "to vest,
by law, the appointment of such inferior officers, as they think
proper, in the president alone, in the courts of law, or in the
heads of departments;" thus contemplating cases where the
law may direct the president to commission an officer appointed
by the courts, or by the heads of departments. In such a case,
to issue a commission would be apparently a duty distinct from
the appointment, the performance of which, perhaps, could not
legally be refused.
Although that clause of the constitution which requires the president
to commission all the officers of the United States, may never
have been applied to officers appointed otherwise than by himself,
yet it would be difficult to deny the legislative power to apply
it to such cases. Of consequence, the constitutional distinction
between the appointment to an office and the commission of an
officer who has been appointed, remains the same as if in practice
the president had commissioned officers appointed by an authority
other than his own.
It follows, too, from the existence of this distinction, that
if an appointment was to be evidenced by any public act, other
than the commission, the performance of such public act would
create the officer; and if he was not removable at the will of
the president, would either give him a right to his commission,
or enable him to perform the duties without it.
These observations are premised solely for the purpose of rendering
more intelligible those which apply more directly to the particular
case under consideration.
This is an appointment made by the President, by and with the
advice and consent of the senate, and is evidenced by no act but
the commission itself. In such a case, therefore, the commission
and the appointment seem inseparable, it being almost impossible
to show an appointment otherwise than by proving the existence
of a commission; still the commission is not necessarily the appointment,
though conclusive evidence of it.
But at what stage does it amount to this conclusive evidence?
The answer to this question seems an obvious one. The appointment
being the sole act of the President, must be completely evidenced,
when it is shown that he has done everything to be performed by
him.
Should the commission, instead of being evidence of an appointment,
even be considered as constituting the appointment itself; still
it would be made when the last act to be done by the president
was performed, or, at furthest, when the commission was complete.
The last act to be done by the president is the signature of the
commission. He has then acted on the advice and consent of the
senate to his own nomination. The time for deliberation has then
passed. He has decided. His judgment, on the advice and consent
of the senate concurring with his nomination, has been made and
the officer is appointed. This appointment is evidenced by an
open, unequivocal act; and being the last act required from the
person making it, necessarily excludes the idea of its being so
far as respects the appointment, an inchoate and incomplete transaction.
Some point of time must be taken when the power of the executive
over an officer, not removable at his will, must cease. That point
of time must be when the constitutional power of appointment has
been exercised. And this power has been exercised when the last
act, required from the person possessing the power, has been performed.
This last act is the signature of the commission. This idea seems
to have prevailed with the legislature, when the act passed converting
the department of foreign affairs into the department of state.
By this act it is enacted, that the secretary of state shall keep
the seal of the United States, "and shall make out and record,
and shall affix the said seal to all civil commissions to officers
of the United States, to be appointed by the President;"
"Provided, that the said seal shall not be affixed to any
commission before the same shall have been signed by the President
of the United States; nor to any other instrument or act, without
the special warrant of the president therefor."
The signature is a warrant for affixing the great seal to the
commission: and the great seal is only to he affixed to an instrument
which is complete. It attests, by an act supposed to be of public
notoriety, the verity of the presidential signature.
It is never to be affixed till the commission is signed, because
the signature, which gives force and effect to the commission,
is conclusive evidence that the appointment is made.
The commission being signed, the subsequent duty of the secretary
of state is prescribed by law, and not to be guided by the will
of the president. He is to affix the seal of the United States
to the commission, and is to record it.
This is not a proceeding which may be varied, if the judgment
of the executive shall suggest one more eligible; but is a precise
course as accurately marked out by law, and is to be strictly
pursued. It is the duty of the secretary of state to conform to
the law, and in this he is an officer of the United States, bound
to obey the laws. He acts, in this respect, as has been very properly
stated at the bar, under the authority of law, and not by the
instructions of the president. It is a ministerial act which the
law enjoins on a particular officer for a particular purpose.
If it should be supposed, that the solemnity of affixing the seal
is necessary not only to the validity of the commission, but even
to the completion of an appointment, still when the seal is affixed
the appointment is made, and the commission is valid. No other
solemnity is required by law; no other act is to be performed
on the part of the government. All that the executive can do to
invest the person with his office is done; and unless the appointment
be then made, the executive cannot make one without the co-operation
of others.
After searching anxiously for the principles on which a contrary
opinion may be supported, none have been found which appear of
sufficient force to maintain the opposite doctrine.
Such as the imagination of the court could suggest, have been
very deliberately examined, and after allowing them all the weight
which it appears possible to give them, they do not shake the
opinion which has been formed.
In considering this question, it has been conjectured that the
commission may have been assimilated to a deed, to the validity
of which delivery is essential.
This idea is founded on the supposition that the commission is
not merely evidence of an appointment, but is itself the actual
appointment; a supposition by no means unquestionable. But for
the purpose of examining this objection fairly, let it be conceded,
that the principle claimed for its support is established.
The appointment being, under the constitution, to be made by the
president personally, the delivery of the deed of appointment,
if necessary to its completion, must be made by the president
also. It is not necessary that the delivery should be made personally
to the grantee of the office; it never is so made. The law would
seem to contemplate that it should be made to the Secretary of
State since it directs the secretary to affix the seal to the
commission after it shall have been signed by the President. If,
then, the act of delivery be necessary to give validity to the
commission, it has been delivered when executed and given to the
Secretary for the purpose of being sealed, recorded, and transmitted
to the party.
But in all cases of letters patent, certain solemnities are required
by law, which solemnities are the evidence of the validity of
the instrument. A formal delivery to the person is not among them.
In cases of commissions, the sign manual of the President, and
the seal of the United States, are those solemnities. This objection,
therefore, does not touch the case.
It has also occurred as possible, and barely possible, that the
transmission of the commission, and the acceptance thereof, might
be deemed necessary to complete the right of the plaintiff.
The transmission of the commission is a practice directed by convenience,
but not by law. It cannot, therefore, be necessary to constitute
the appointment which must precede it, and which is the mere act
of the President. If the executive required that every person
appointed to an office should himself take means to procure his
commission, the appointment would not be the less valid on that
account. The appointment is the sole act of the President; the
transmission of the commission is the sole act of the officer
to whom that duty is assigned, and may be accelerated or retarded
by circumstances which can have no influence on the appointment.
A commission is transmitted to a person already appointed; not
to a person to be appointed or not, as the letter enclosing the
commission should happen to get into the post office and reach
him in safety, or to miscarry.
It may have some tendency to elucidate this point, to inquire
whether the possession of the original commission be indispensably
necessary to authorize a person, appointed to any office, to perform
the duties of that office. If it was necessary, then a loss of
the commission would lose the office. Not only negligence, but
accident or fraud, fire or theft, might deprive an individual
of his office. In such a case, I presume it could not be doubted
but that a copy from the record of the office of the Secretary
of State would be, to every intent and purpose, equal to the original.
The act of congress has expressly made it so. To give that copy
validity, it would not be necessary to prove that the original
had been transmitted and afterwards lost. The copy would be complete
evidence that the original had existed and that the appointment
had been made, but not that the original had been transmitted.
If indeed it should appear that the original had been mislaid
in the office of state, that circumstance would not affect the
operation of the copy. When all the requisites have been performed
which authorize a recording officer to record any instrument whatever,
and the order for that purpose has been given, the instrument
is, in law, considered as recorded, although the manual labor
of inserting it in a book kept for that purpose may not have been
performed.
In the case of commissions, the law orders the Secretary of State
to record them. When, therefore, they are signed and sealed, the
order for their being recorded is given; and whether inserted
in the book or not, they are in law recorded.
A copy of this record is declared equal to the original, and the
fees to be paid by a person requiring a copy are ascertained by
law. Can a keeper of a public record erase therefrom a commission
which has been recorded? Or can he refuse a copy thereof to a
person demanding it on the terms prescribed by law?
Such a copy would, equally with the original, authorize the justice
of peace to proceed in the performance of his duty, because it
would, equally with the original, attest his appointment.
lf the transmission of a commission be not considered as necessary
to give validity to an appointment, still less is its acceptance.
The appointment is the sole act of the President; the acceptance
is the sole act of the officer, and he, in plain common sense,
posterior to the appointment. As he may resign, so may he refuse
to accept, but neither the one nor the other is capable of rendering
the appointment a non-entity.
That this is the understanding of the government, is apparent
from the whole tenor of its conduct.
A commission bears date, and the salary of the officer commences,
from the appointment; not from the transmission or acceptance
of his commission. When a person appointed to any office refuses
to accept that office, the sucessor is nominated in the place
of the person who has declined to accept, and not in the place
of the person who had been previously in office, and had created
the original vacancy.
It is, therefore, decidedly the opinion of the court, that when
a commission has been signed by the President the appointment
is made; and that the commission is complete when the seal of
the United States has been affixed to it by the Secretary of State.
Where an officer is removable at the will of the executive, the
circumstance which completes his appointment is of no concern;
because the act is at any time revocable, and the commission may
be arrested, if still in the office. But when the officer is not
removable at the will of the executive, the appointment is not
revocable, and cannot be annulled. It has conferred legal rights
which cannot be resumed.
The discretion of the executive is to be exercised until the appointment
has been made. But having once made the appointment, his power
over the office is terminated in all cases where by law the officer
is not removable by him. The right to the office is then in the
person appointed, and he has the absolute, unconditional power
of accepting or rejecting it.
Mr. Marbury, then, since his commission was signed by the President,
and sealed by the Secretary of State, was appointed; and as the
law creating the office, gave the officer a right to hold for
five years, independent of the executive, the appointment was
not revocable, but vested in the officer legal rights, which are
protected by the laws of his country.
To withhold his commission, therefore, is an act deemed by the
court not warranted by law, but violative of a vested legal right.
This brings us to the second inquiry; which
2d. If he has a right, and that right has been violated, do the
laws of this country afford him a remedy?
The very essence of civil liberty certainly consists in the right
of every individual to claim the protection of the laws, whenever
he receives an injury. One of the first duties of government is
to afford that protection. In Great Britain the king himself is
sued in the respectful form of a petition, and he never fails
to comply with the judgment of his court.
In the 3d vol. of his Commentaries, p. 23, Blackstone states two
cases in which a remedy is afforded by mere operation of law.
"In all other cases," he says, "it is a general
and indisputable rule, that where there is a legal right, there
is also a legal remedy by suit, or action at law, whenever that
right is invaded."
And afterwards, p. 109, of the same vol. he says, "I am next
to consider such injuries as are cognizable by the courts of the
common law. And herein I shall for the present only remark, that
all possible injuries whatsoever, that did not fall within the
exclusive cognizance of either the ecclesiastical, military, or
maritime tribunals, are, for that very reason, within the cognizance
of the common law courts of justice; for it is a settled and invariable
principle in the laws of England, that every right, when withheld,
must have a remedy, and every injury its proper redress."
The government of the United States has been emphatically termed
a government of laws, and not of men. It will certainly cease
to deserve this high appellation, if the laws furnish no remedy
for the violation of a vested legal right.
If this obloquy is to be cast on the jurisprudence of our country,
it must arise from the peculiar character of the case.
It behooves us, then, to inquire whether there be in its composition
any ingredient which shall exempt it from legal investigations,
or exclude the injured party from legal redress. In pursuing this
inquiry the first question which presents itself is, whether this
can be arranged with that class of cases which come under the
description of damnum absque injuria -- a loss without
an injury.
This description of cases never has been considered, and it is
believed never can be considered, as comprehending offices of
trust, of honor, or of profit. The office of justice of peace
in the District of Columbia is such an office; it is therefore
worthy of the attention and guardianship of the laws. It has received
that attention and guardianship. It has been created by special
act of congress, and has been secured, so far as the laws can
give security, to the person appointed to fill it, for five years.
It is not, then, on account of the worthlessness of the thing
pursued, that the injured party can be alleged to be without remedy.
Is it in the nature of the transaction? Is the act of delivering
or withholding a commission to be considered as a mere political
act, belonging to the executive department alone, for the performance
of which entire confidence is placed by our constitution in the
supreme executive; and for any misconduct respecting which, the
injured individual has no remedy?
That there may be such cases is not to be questioned; but that
every act of duty, to be performed in any of the great departments
of government, constitutes such a case, is not to be admitted.
By the act concerning invalids, passed in June, 1704, vol. 3,
p. 112, the Secretary of War is ordered to place on the pension
list all persons whose names are contained in a report previously
made by him to congress. If he should refuse to do so, would the
wounded veteran be without remedy? Is it to be contended that
where the law in precise term, directs the performance of an act,
in which an individual is interested, the law is incapable of
securing obedience to its mandate? Is it on account of the character
of the person against whom the complaint is made? Is it to be
contended that the heads of departments are not amenable to the
laws of their country?
Whatever the practice on particular occasions may be, the theory
of this principle will certainly never be maintained. No act of
the legislature confers so extraordinary a privilege, nor can
it derive countenance from the doctrines of the common law. After
stating that personal injury from the king to a subject is presumed
to be impossible, Blackstone, vol. 3, p. 265, says, "but
injuries to the rights of property can scarcely be committed by
the crown without the intervention of its officers; for whom the
law, in matters of right, entertains no respect or delicacy; but
furnishes various methods of detecting the errors and misconduct
of those agents, by whom the king has been deceived and induced
to do a temporary injustice."
By the act passed in 1796, authorizing the sale of the lands above
the mouth of Kentucky river, (vol. 3, p. 299,) the purchaser,
on paying his purchase money, becomes completely entitled to the
property purchased, and on producing to the Secretary of State
the receipt of the treasurer upon a certificate required by the
law, the President of the United States is authorized to grant
him a patent. It is further enacted that all patents shall be
countersigned by the Secretary of State, and recorded in his office.
If the Secretary of State should choose to withhold this patent;
or, the patent being lost, should refuse a copy of it; can it
be imagined that the law furnishes to the injured person no remedy?
It is not believed that any person whatever would attempt to maintain
such a proposition.
It follows then that the question, whether the legality of an
act of the head of a department be examinable in a court of justice
or not, must always depend on the nature of that act.
If some acts be examinable, and others not, there must be some
rule of law to guide the court in the exercise of its jurisdiction.
In some instances there may be difficulty in applying the rule
to particular enses; but there cannot, it is believed, be much
difficulty in laying down the rule.
By the constitution of the United States, the President is invested
with certain important political powers in the exercise of which
he is to use his own discretion, and is accountable only to his
country in his political character and to his own conscience.
To aid him in the performance of these duties, he is authorized
to appoint certain officers, who act by his authority, and in
conformity with his orders.
In such cases, their acts are his acts; and whatever opinion may
be entertained of the manner in which executive discretion may
be used, still there exists, and can exist, no power to control
that discretion. The subjects are political. They respect the
nation, not individual rights, and being entrusted to the executive,
the decision of the executive is conclusive. The application of
this remark will be perceived by adverting to the act of congress
for establishing the department of foreign affairs. This officer,
as his duties were prescribed by that act, is to conform precisely
to the will of the President. He is the mere organ by whom that
will is communicated. The acts of such an officer, as an officer,
can never be examinable by the courts.
But when the legislature proceeds to impose on that officer other
duties; when he is directed peremptorily to perform certain acts;
when the rights of individuals are dependent on the performance
of those acts; he is so far the officer of the law; is amenable
to the laws for his conduct; and cannot at his discretion sport
away the vested rights of others.
The conclusion from this reasoning is, that where the heads of
departments are the political or confidential agents of the executive,
merely to execute the will of the President, or rather to act
in cases in which the executive possesses a constitutional or
legal discretion, nothing can be more perfectly clear than that
their acts are only politically examinable. But where a specific
duty is assigned by laws and individual rights depend upon the
performance of that duty, it seems equally clear that the individual
who considers himself injured, has a right to resort to the laws
of his country for a remedy.
If this be the rule, let us inquire how it applies to the case
under the consideration of the court.
The power of nominating to the senate, and the power of appointing
the person nominated, are political powers, to be exercised by
the President according to his own discretion. When he has made
an appointment, he has exercised his whole power, and his discretion
has been completely applied to the case. If, by law, the officer
be removable at the will of the President, then a new appointment
may be immediately made, and the rights of the officer are terminated.
But as a fact which has existed cannot be made never to have existed,
the appointment cannot be annihilated; and consequently, if the
officer is by law not removable at the will of the President,
the rights he has acquired are protected by the law, and are not
resumable by the President. They can not be extinguished by executive
authority, and he has the privilege of asserting them in like
manner as if they had been derived from any other source.
The question whether a right has vested or not, is, on its nature,
judicial, and must be tried by the judicial authority. If, for
example, Mr. Marbury had taken the oaths of a magistrate, and
proceeded to act as one; in consequence of which a suit had been
instituted against him, in which his defence had depended on his
being a magistrate, the validity of his appointment must have
been determined by judicial authority.
So, if he conceives that, by virtue of his appointment, he has
a legal right either to the commission which has been made out
for him, or to a copy of that commission, it is equally a question
examinable in a court, and the decision of the court upon it must
depend on the opinion entertained of his appointment.
That question has been discussed, and the opinion is, that the
latest point of time which can be taken as that at which the appointment
was complete and evidenced, was when, after the signature of the
President, the seal of the United States was affixed to the commission.
It is, then, the opinion of the Court,
1st. That by signing the commission of Mr. Marbury, the President
of the United States appointed him a justice of peace for the
county of Washington, in the District of Columbia; and that the
seal of the United States, affixed thereto by the Secretary of
State, is conclusive testimony of the verity of the signature,
and of the completion of the appointment, and that the appointment
conferred on him a legal right to the office for the space of
five years.
2d. That, having this legal title to the office, he has a consequent
right to the commission; a refusal to deliver which is a plain
violation of that right, for which the laws of his country afford
him a remedy.
It remains to be inquired whether,
3d He is entitled to the remedy for which he applies. This depends
on,
1st. The nature of the writ applied for; and,
2d. The power of this court.
1st. The nature of the writ.
Blackstone, in the 3d volume of his Commentaries, page 110, defines
a mandamus to be "a command issuing in the king's name from
the court of king's bench, and directed to any person, corporation,
or inferior court of judicature within the king's dominions, requiring
them to do some particular thing therein specified, which appertains
to their office and duty, and which the court of king's bench
has previously determined, or at least supposes, to be consonant
to right and justice."
Lord Mansfield, in 3 Burrow, 1266, in the case of The King
v. Baker et al., states, with much precision and explicitness,
the cases in which this writ may be used.
"Whenever," says that very able judge "there is
a right to execute an office, perform a service, or exercise a
franchise, (more especially if it be in a matter of public concern,
or attended with profit,) and a person is kept out of possession,
or dispossessed or such right, and has no other specific legal
remedy, this court ought to assist by mandamus, upon reasons of
justice, as the writ expresses, and upon reasons of public policy,
to preserve peace, order and good government." In the same
case he says, "this writ ought to be used upon all occasions
where the law has established no specific remedy, and where in
justice and good government there ought to be one."
In addition to the authorities now particularly cited, many others
were relied on at the bar, which show how far the practice has
conformed to the general doctrines that have been just quoted.
This writ, if awarded, would be directed to an officer of government,
and its mandate to him would be to use the words of Blackstone,
"to do a particular thing therein specified, which appertains
to his office and duty, and which the court has previously determined,
or at least supposes, to be consonant to right and justice."
Or, in the words of Lord Mansfield, the applicant, in this case,
has a right to execute an office of public concern, and is kept
out of possession of that right.
These circumstances certainly concur in this case.
Still, to render the mandamus a proper remedy, the other to whom
it is to be directed, must be one to whom, on legal principles,
such writ may be directed, and the person applying for it must
be without any other specific and legal remedy.
1st. With respect to the officer to whom it would be directed.
The intimate political relation subsisting between the President
of the United States and the heads of departments, necessarily
renders any legal investigation of the acts of one of those high
officers peculiarly irksome, as well as delicate; and excites
some hesitation with respect to the propriety of entering into
full investigation. Impressions are often received without much
reflection or examination, and it is not wonderful that in such
a case as this the assertion, by an individual, of his legal claims
in a court of justice, to which claims it is the duty of that
court to attend, should at first view be considered by some, as
an attempt to intrude into the cabinet and to intermeddle with
the prerogatives of the executive.
It is scarcely necessary for the court to disclaim all pretensions
to such jurisdiction. An extravagance, so absurd and excessive,
could not have been entertained for a moment. The province of
the court is, solely, to decide on the rights of individuals,
not to inquire how the executive, or executive officers, perform
duties in which they have a discretion. Questions in their nature
political, or which are, by the constitution and laws, submitted
to the executive, can never be made in this court.
But. if this be not such a question; if, so far from being an
intrusion into the secrets of the cabinet, it respects a paper
which, according to law, is upon record, and to a copy of which
the law gives a right, on the payment of ten cents; if it be no
intermeddling with a subject over which the executive can be considered
as having exercised any control; what is there in the exalted
station of the officer, which shall bar a citizen from asserting,
in a court of justice, his legal rights, or shall forbid a court
to listen to the claim, or to issue a mandamus directing the performance
of a duty, not depending on executive discretion, but on particular
acts of congress, and the general principles of law?
If one of the heads of departments commits any illegal act, under
color of his office, by which an individual sustains an injury,
it cannot be pretended that his office alone exempts him from
being sued in the ordinary mode of proceeding, and being compelled
to obey the judgment of the law. How, then, can his office exempt
him from this particular mode of deciding on the legality of his
conduct if the case be such a case as would, were any other individual
the party complained of, authorize the process?
It is not by the office of the person to whom the writ is directed,
but the nature of the thing to be done, that the propriety or
impropriety of issuing a mandamus is to be determined. Where the
head of a department acts in a case, in which executive discretion
is to be exercised; in which he is the mere organ of executive
will, it is again repeated, that any application to a court to
control, in any respect, his conduct would be rejected without
hesitation.
But where he is directed by law to do a certain act affecting
the absolute rights of individuals, in the performance of which
he is not placed under the particular direction of the President,
and the performance of which the President cannot lawfully forbid,
and therefore is never presumed to have forbidden; as for example,
to record a commission or a patent for land, which has received
all the legal solemnities, or to give a copy of such record; in
such cases, it is not perceived on what ground the courts of the
country are farther excused from the duty of giving judgment that
right be done to an injured individual, then if the same services
were to be performed by a person not the head of a department.
This opinion seems not now, for the first time, to be taken up
in this country.
It must be well recollected that in 1792, an act passed, directing
the Secretary of War to place on the pension list such disabled
officers and soldiers as should be reported to him, by the district
courts, which act, so far as the duty was imposed on the courts,
was deemed unconstitutional; but some of the judges thinking that
the law might be executed by them in the character of commissioners,
proceeded to act, and to report in that character.
This law being deemed unconstitutional at the circuits, was repealed,
and a different system was established; but the question whether
those persons who have been reported by the judges, as commissioners,
were entitled, in consequence of that report, to be placed on
the pension list was a legal question, properly determinable in
the courts. although the act of placing such persons on the list
was to be performed by the head of a department.
That this question might be properly settled, congress passed
an act in February, 1793, making it the duty of the Secretary
of War, in conjunction with the attorney general, to take such
measures as might be necessary to obtain an adjudication of the
Supreme Court of the United States on the validity of any such
rights, claimed under the act aforesaid.
After the passage of this act, a mandamus was moved for, to be
directed to the Secretary of War, commanding him to place on the
pension list, a person stating himself to be on the report of
the judges.
There is, therefore, much reason to believe, that this mode of
trying the legal right of the complainant was deemed by the head
of a department, and by the highest law officer of the United
States, the most proper which could be selected for the purpose.
When the subject was brought before the court, the decision was,
not that a mandamus would not lie to the head of a department
directing him to perform an act, enjoined by law, in the performance
of which an individual had a vested interest; but that a mandamus
ought not to issue in that case; the decision necessarily to be
made of the report of the commissioners did not confer on the
applicant a legal right.
The judgment, in that case, is understood to have decided the
merits of all claims of that description; and the persons, on
the report of the commissioners, found it necessary to pursue
the mode prescribed by the law subsequent to that which had been
deemed unconstitutional, in order to place themselves on the pension
list.
The doctrine, therefore, now advanced, is by no means a novel
one.
It is true that the mandamus, now moved for, is not for the performance
of an act expressly enjoined by statute.
It is to deliver a commission; on which subject the acts of congress
are silent. This difference is not considered as affecting the
case. It has already been stated that the applicant has, to that
commission, a vested legal right, of which the executive cannot
deprive him. He has been appointed to an office, from which he
is not removable at the will of the executive; and being so appointed,
he has a right to the commission which the secretary has received
from the President for his use. The act of congress does not indeed
order the Secretary of State to send it to him, but it is placed
in his hands for the person entitled to it; and cannot be more
lawfully withheld by him than by any other person.
It was at first doubted whether the action of detinue was
not a specific legal remedy for the commission which has been
withheld from Mr. Marbury; in which case a mandamus would be improper.
But this doubt has yielded to the consideration that the judgment
in detinue is for the thing itself, or its value. The value
of a public office not to be sold is incapable of being ascertained.
and the applicant has a right to the office itself, or to nothing.
He will obtain the office by obtaining the commission, or a copy
of it from the record.
This, then, is a plain case for a mandamus either to deliver the
commission, or a copy of it from the record; and it only remains
to be inquired,
Whether it can issue from this court.
The act to establish the judicial courts of the United States
authorizes the Supreme Court to issue writs of mandamus in cases
warranted by the principles and usages of law, to any courts appointed,
or persons holding office, under the authority of the United States.
The Secretary of State, being a person holding an office under
the authority of the United States, is precisely within the letter
of the description, and if this court is not authorized to issue
a writ of mandamus to such an officer, it must be because the
law is unconstitutional, and therefore absolutely incapable of
conferring the authority, and assigning the duties which its words
purport to confer and assign.
The constitution vests the whole judicial power of the United
States in one Supreme Court, and such inferior courts as congress
shall, from time to time, ordain and establish. This power is
expressly extended to all cases arising under the laws of the
United States; and, consequently, in some form, may be exercised
over the present case; because the right claimed is given by a
law of the United States.
In the distribution of this power it is declared that "the
Supreme Court shall have original jurisdiction in all cases affecting
ambassadors, other public ministers and consuls, and those in
which a state shall be a party. In all other cases, the Supreme
Court shall have appellate jurisdiction.
It has been insisted, at the bar, that if the original grant of
jurisdiction, to the Supreme and inferior courts, is general,
and the clause, assigning original jurisdiction to the Supreme
Court, contains no negative or restrictive words, the power remains
to the legislature, to assign original jurisdiction to that court
in other cases than those specified in the article which has been
recited; provided those cases belong to the judicial power of
the United States.
If it had been intended to leave it in the discretion of the legislature
to apportion the judicial power between the supreme and inferior
courts according to the will of that body, it would certainly
have been useless to have proceeded further than to have defined
the judicial power, and the tribunals in which it should be vested.
The subsequent part of the section is mere surplusage, is entirely
without meaning, if such is to be the construction. If congress
remains at liberty to give this court appellate jurisdiction,
where the constitution has declared their jurisdiction shall be
original, and original jurisdiction where the constitution has
declared it shall be appellate; the distribution of jurisdiction,
made in the constitution, is form without substance.
Affirmative words are often, in their operation, negative of other
objects than those affirmed; and in this case, a negative or exclusive
sense must be given to them, or they have no operation at all.
It cannot be presumed that any clause in the constitution is intended
to be without effect; and, therefore, such a construction is inadmissible
unless the words require it.
If the solicitude of the convention, respecting our peace with
foreign powers, induced a provision that the Supreme Court should
take original jurisdiction in cases which might be supposed to
affect them; yet the clause would have proceeded no further than
to provide for such cases, if no further restriction on the powers
of congress had been intended. That they should have appellate
jurisdiction in all other cases, with such exceptions as congress
might make, is no restriction; unless the words be deemed exclusive
of original jurisdiction.
When an instrument organizing fundamentally a judicial system,
divides it into one supreme and so many inferior courts as the
legislature may ordain and establish; then enumerates its powers,
and proceeds so far to distribute them, as to define the jurisdiction
of the Supreme Court by declaring the cases in which it shall
take original jurisdiction, and that in others it shall take appellate
jurisdiction; the plain import of the words seems to be, that
in one class of cases its jurisdiction is original, and not appellate;
in the other it is appellate, and not original. If any other construction
would render the clause inoperative, that is an additional reason
for rejecting such other construction and for adhering to their
obvious meaning.
To enable this court, then, to issue a mandamus, it must be shown
to be an exercise of appellate jurisdiction, or to be necessary
to enable them to exercise appellate jurisdiction.
It has been stated at the bar that the appellate jurisdiction
may be exercised in a variety of forms, and that if it be the
will of the legislature that a mandamus should be used for that
purpose, that will must be obeyed. This is true, yet the jurisdiction
must be appellate, not original.
It is the essential criterion of appellate jurisdiction, that
it revises and corrects the proceedings in a cause already instituted,
and does not create that cause. Although, therefore, a mandamus
may be directed to courts, yet to issue such a writ to an officer
for the delivery of a paper is in effect the same as to sustain
an original motion for that paper, and, therefore, seems not to
belong to appellate but to original jurisdiction. Neither is it
necessary in such a case as this to enable the court to exercise
its appellate jurisdiction.
The authority, therefore, given to the Supreme Court, by the act
establishing the judicial courts of the United States, to issue
writs of mandamus to public officers, appears not to be warranted
by the constitution and it becomes necessary to inquire whether
a jurisdiction so conferred can be exercised.
The question, whether an act, repugnant to the constitution can
become the law of the land is a question deeply interesting to
the United States; but, happily, not of an intricacy proportioned
to its interest. It seems only necessary to recognize certain
principles, supposed to have been long and well established, to
decide it.
That the people have an original right to establish for their
future government, such principles, as, in their opinion, shall
most conduce to their own happiness is the basis on which the
whole American fabric has been erected. The exercise of this original
right is a very great exertion; nor can it, nor ought it, to be
frequently repeated. The principles, therefore, so established,
are deemed fundamental. And as the authority from which they proceed
is supreme, and can seldom act, they are designed to be permanent.
This original and supreme will organizes the government, and assigns
to different departments their respective powers. It may either
stop here, or establish certain limits not to be transcended by
those departments.
The government of the United States is of the latter description.
The powers of the legislature are defined and limited, and that
those limits may not he mistaken, or forgotten, the constitution
is written. To what purpose are powers limited, and to what purpose
is that limitation committed to writing, if these limits may,
at any time, be passed by those intended to be restrained? The
distinction between a government with limited and unlimited powers
is abolished, if those limits do not confine the persons on whom
they are imposed, and if acts prohibited and acts allowed, are
of equal obligation. It is a proposition too plain to be contested,
that the constitution controls any legislative act repugnant to
it; or, that the legislature may alter the constitution by an
ordinary act.
Between these alternatives there is no middle ground. The constitution
is either a superior paramount law, unchangeable by ordinary means,
or it is on a level with ordinary legislative acts, and, like
other acts, is alterable when the legislature shall please to
alter it.
If the former part of the alternative be true then a legislative
act contrary to the constitution is not law: if the latter part
be true, then written constitutions are absurd attempts, on the
part of the people, to limit a power in its own nature illimitable.
Certainly all those who have framed written constitutions contemplate
them as forming the fundamental and paramount law of the nation,
and, consequently, the theory of every such government must be,
that an act of the legislature, repugnant to the constitution,
is void.
This theory is essentially attached to a written constitution,
and, is consequently, to be considered, by this court, as one
of the fundamental principles of our society. It is not therefore
to be lost sight of in the further consideration of this subject.
If an act of the legislature, repugnant to the constitution, is
void, does it, notwithstanding its invalidity, bind the courts,
and oblige them to give it effect? Or, in other words, though
it be not law, does it constitute a rule as operative as if it
were a law? This would be to overthrow in fact what was established
in theory; and would seem, at first view, an absurdity too gross
to be insisted on. It shall, however, receive a more attentive
consideration.
It is emphatically the province and duty of the judicial department
to say what the law is. Those who apply the rule to particular
cases, must of necessity expound and interpret that rule. If two
laws conflict with each other the courts must decide on the operation
of each.
So if a law be in opposition to the constitution; if both the
law and the constitution apply to a particular case, so that the
court must either decide that case conformably to the law, disregarding
the constitution; or conformably to the constitution, disregarding
the law; the court must determine which of these conflicting rules
governs the case. This is of the very essence of judicial duty.
If, then, the courts are to regard the constitution and the constitution
is superior to any ordinary act of the legislature, the constitution,
and not such ordinary act must govern the case to which they both
apply.
Those, then, who controvert the principle that the constitution
is to be considered, in court, as a paramount law are reduced
to the necessity of maintaining that courts must close their eyes
on the constitution, and see only the law.
This doctrine would subvert the very foundation of all written
constitutions. It would declare that an act which according to
the principles and theory of our government is entirely void,
is yet, in practice, completely obligatory. It would declare that
if the legislature shall do what is expressly forbidden, such
act, notwithstanding the express prohibition, is in reality effectual.
It would be given to the legislature a practical and real omnipotence,
with the same breath which professes to restrict their powers
within narrow limits. It is prescribing limits and declaring that
those limits may be passed at pleasure.
That it thus reduces to nothing what we have deemed the greatest
improvement on political institutions, a written constitution,
would of itself be sufficient, in America, where written constitutions
have been viewed with so much reverence, for rejecting the construction.
But the peculiar expressions of the constitution of the United
States furnish additional arguments in favor of its rejection.
The judicial power of the United States is extended to all cases
arising under the constitution.
Could It be the intention of those who gave this power to say
that in using it the constitution should not be looked into? That
a case arising under the constitution should be decided without
examining the instrument under which it arises?
This is too extravagant to be maintained.
In some cases, then, the constitution must be looked into by the
judges. And it they can open it at all, what part of it are they
forbidden to read or to obey?
There are many other parts of the constitution which serve to
illustrate this subject.
It is declared that "no tax or duty shall be laid on articles
exported from any state." Suppose a duty on the export of
cotton, of tobaco or of flour; and a suit instituted to recover
it. Ought judgment to be rendered in such a case? ought the judges
to close their eyes on the constitution, and only see the law?
The constitution declares "that no bill of attainder or ex
post facto law shall be passed."
If, however, such a bill should he passed and a person should
be prosecuted under it; must the court condemn to death those
victims whom the constitution endeavors to preserve?
"No person," says the constitution, "shall be convicted
of treason unless on the testimony of two witnesses to the same
overt act, or on confession in open court."
Here the language of the constitution is addressed especially
to the courts. It prescribes directly for them, a rule of evidence
not to be departed from. If the legislature should change that
rule, and declare one witness, or a confession out of court, sufficient
for conviction, must the constitutional principle yield to the
legislative act?
From these, and many other selections which might be made, it
is apparent, that the framers of the constitution contemplated
that instrument as a rule for the government of courts, as well
as of the legislature. Why otherwise does it direct the judges
to take an oath to support it? This oath certainly applies in
an especial manner, to their conduct in their official character.
How immoral to impose it on them, if they were to be used as the
instruments, and the knowing instruments, for violating what they
swear to support!
The oath of office, too, imposed by the legislature, is completely
demonstrative of the legislative opinion on this subject. It is
in these words: "I do solemnly swear that I will administer
justice without respect to persons, and do equal right to the
poor and to the rich; and that I will faithfully and impartially
discharge all the duties incumbent on me as, according to the
best of my abilities and understanding agreeably to the constitution
and laws of the United States."
Why does a judge swear to discharge his duties agreeably to the
constitution of the United States if that constitution forms no
rule for his government? if it is closed upon him, and cannot
be inspected by him?
If such be the real state of things, this is worse than solemn
mockery. To prescribe, or to take this oath, becomes equally a
crime.
It is also not entirely unworthy of observation, that in declaring
what shall be the supreme law of the land, the constitution itself
is first mentioned; and not the laws of the United States generally,
but those only which shall be made in pursuance of the constitution,
have that rank.
Thus, the particular phraseology of the constitution of the United
States confirms and strengthens the principle, supposed to be
essential to all written constitutions, that a law repugnant to
the constitution is void; and that courts, as well as other departments,
are bound by that instrument.
The rule must be discharged.